Besides man-made systems where
synchronization is actually used [Blekhman, 1988], this phenomenon has
been observed in
biological systems [Glass & Mackey, 1988] starting from the microscopic
level of
cell populations [Soen et al, 1999] and single neurons [Elson et al,
1998; Neiman et al,1999] to large
neural networks [Tass et al, 1998], human cardio-respiratory dynamics
[Schäfer et al, 1998], and the behavior of large populations of living
organisms [Winfree, 1980].
Synchronization therefore represents a general
mechanism of self-organization in complex systems [Haken, 1983], when, due
to interactions with the environment, or between subsystems, the number
of effective degrees of freedom of a whole system can be significantly
decreased. Synchronization occurs when a nonlinear oscillator, possessing
a stable
periodic motion, is subjected to an external time-dependent force, or is
coupled with another oscillator.
Classical synchronization theory
operates with so-called self-sustained periodic
oscillators. The characteristics of stable periodic oscillations of such
systems,
represented by a stable limit cycle in the phase space, are determined
by natural properties of the oscillator and do not depend upon initial
conditions [Andronov, Vitt & Khaykin, 1966]. When a self-sustained
oscillator is driven
by an external periodic force of appropriate amplitude and frequency,
the oscillations of the system occur in phase with the external signal.
Synchronization is thus defined as phase locking
and frequency entrainment. The same effect occurs when two (or more)
self-sustained oscillators are coupled.
Recent studies have shown that the class of systems
and driving signals which exhibit synchronization could be
significantly extended. Different types of synchronization have been
found in chaotic systems [Pecora & Carroll, 1990], including the
classic type of phase synchronization in periodically driven and coupled
chaotic systems [Rosenblum et al, 1996].
In this paper, we are concerned with noisy synchronization. If
the oscillators are coupled weakly enough and if they are also subject
to random disturbances, or ``noise'', then the state of synchronization
will not be constant or fixed. Instead, the oscillators may for a time
become synchronized, but, due to the disturbances, may drop out of
synchrony, then regain it, and so on. The lengths of the time segments,
in or out of synchrony, are also random. Though originally
studied quite early [Stratonovich, 1967], the theory of stochastic
synchronization has only recently been applied to biological or medical
systems. Examples include studies of the noisy synchrony of the human
heart-respiratory system [Schäfer et al, 1998] and
magnetoencephalograms (MEGs) of Parkinsonian patients [Tass et al,
1998]. As intuitively expected, noise usually acts against
synchronization. However, recently it has been shown that for a large
class of stochastic systems the phenomenon of noise-enhanced phase
synchronization can be observed [Neiman et al., 1998].
This paper is devoted to experimental studies of synchronization in the
electrosensory neurons system of the paddlefish, Polyodon spathula.
Young paddlefish use electrosensitivity to feed on zooplankton, and
synchronization mechanisms may contribute to the extreme sensitivity
of the paddlefish to weak periodic electric fields generated by plankton.
This paper is organized as follows. In Sec.2 we introduce the paddlefish,
describe its electrosensory system, discuss the results of
behavioral experiments, and how the paddlefish uses electrosensitivity to
capture zooplankton. Noise-contaminated
synchronization is discussed in Sec.3. Experimental evidence for
synchronization
of electroreceptors by external weak electric fields is given in Sec.4.
Finally, in Sec.5 we discuss the results and perspectives.
The habitat of the two living species of paddlefish includes
large rivers and floodplain lakes of the Mississippi River drainage in
North America (Polyodon spathula), and the upper Yangtze River in China
(Psephurus gladius). Such large rivers are laden with silt, and are
murky and turbid, rendering vision ineffective. The eyes of paddlefish
are small and directed laterally, and paddlefish hardly respond to
changes in illumination or shadows overhead, unlike most
fish. Electroreception appears to have largely replaced vision as a
primary sensory modality, although olfaction and lateral-line
mechanoreception are important modalities also. Testaments to the
sensory prowess of paddlefish include the large body size of adult
Polyodon, which commonly grow to total lengths > 1 m and 40 kg,
with some
trophy fish reaching 1.7 m and 55 kg, as the longest freshwater fish in
North America. They are also long-lived, with many living 30 years and
some 40 years. In Polyodon, analyses of stomach contents have revealed
mainly zooplankton, especially Daphnia, although insect larvae are also
taken. Adult paddlefish are ram suspension feeders: they open their
cavernous mouth and swim forward to feed, straining masses of
zooplankton (plus much silt and debris) from the water. Paddlefish are
pelagic, swimming continuously throughout life. Their mouth is normally
partly open, allowing them to breathe by ram ventilation [Burggren &
Bemis, 1992]. This also presumably makes paddlefish electrically
``quiet'', by avoiding the ventilatory electrical interference
demonstrated in other fish [New & Bodznick, 1990].
Electrical signals from planktonic prey. Aquatic animals are
known to produce electric fields. For example, Kalmijn [1974] measured
DC fields from a variety of fish and marine invertebrates.
We have characterized the electrical signals produced by
Daphnia (Fig. 3A), the small (2-3 mm) freshwater crustacean used as prey
in the feeding experiments. A high-impedance amplifier is used to
measure the voltage difference between a stable Ag-AgCl recording
electrode positioned near a Daphnia, and a distant reference electrode,
in water of controlled conductivity.
Daphnia produce AC oscillations (Fig. 3B)
which can be
correlated with motor activities. Large-amplitude but irregular waves
correlate with beating motions of the antennae, for locomotion. A
low-amplitude continuous ~
6 Hz sinusoid correlates with rhythmic beating
of the legs, which create a current of water for filter-feeding. An
amplitude spectrum (Fig. 3C) of the electrical signal shows peaks
at these frequencies. The 5-7 Hz waves from the feeding legs are
well-matched to the peak frequency sensitivity of paddlefish
electroreceptors at ~ 5 Hz.
Daphnia also produce a standing DC dipole field, which has been
demonstrated by approaching a tethered Daphnia with a DC-coupled
electrode. We model Daphnia as dipoles, and assume that their signals
decline in amplitude with distance along approximately an inverse cube
relation. Whether paddlefish pay attention to certain ones or all of
these AC and DC signals from Daphnia is still being debated.
Structure and function of electroreceptors. Peripheral cells
responding to weak electrical gradients of
Electroreceptors are of two main types. ``Ampullary''
electroreceptors are named for their resemblance to a vase: a gel-filled
canal leads from the outside water to a sac below the skin, in whose
wall are embedded the electrosensitive cells. Ampullary receptors have
high sensitivity, and respond to low frequencies in the 0.1-20 Hz
range. Those in paddlefish, sharks, and other primitive fish are excited
by cathodal stimuli (i.e., their discharge rate accelerates when a
nearby electrode becomes negative), and inhibited by anodal stimuli. The
opposite is true in catfish and other teleost fish, whose ampullary
receptors are excited by anodal stimuli (nearby electrode
positive). This difference in polarity-sensitivity is due to different
locations of the voltage-sensing ion channels in the receptor cells (see
below), and reflects distinct evolutionary lineages. The other main
class of electroreceptors are the ``tuberous'' type, of which several
subvarieties have been distinguished. They are less sensitive, respond
to high frequencies (up to 1 kHz), are excited by anodal stimuli, and
are found only in ``weakly electric'' teleost fish which actively probe
their environment with self-generated oscillatory or pulse-like electric
fields.
On the basal side of the epithelium, the hair cells make
excitatory chemical synapses onto ``primary afferent'' axons, themselves
considered to be insensitive to sensory stimuli: they require the hair
cells as transducers. The synapse from each hair cell, together with the
spiking properties of the primary afferent endings, converts the analog
signal from the hair cells into spike trains (series of action
potentials), coding the electrosensory information as a time series (the
intervals between spikes). The spikes then propagate to the brain. The
primary afferents typically discharge repetitively at ~ 30-50 Hz in the
absence of any stimulus, and so are said to possess ``pacemaker''
properties, presumably in a segment of axon near the sensory
epithelium. The primary afferent axons form the purely sensory anterior
lateral line nerves (ALLn), which are ``extra'' cranial nerves present in
fish. Electrosense is considered part of the octavolateralis system,
related to hearing, balance, and mechanosense from the lateral line. The
term ``electroreceptor'' is ambiguous, since the entire structure of pore
+ canal + epithelium + axon is needed for electrosensitivity
(Fig. 4D). Although the hair cells are the actual sensors, the
spike-train coded output is what is most often recorded, using a
microelectrode placed in the sensory ganglion (collection of nerve cell
bodies; Fig. 4D) of the ALLn, located near but outside the brain.
The accessory structures of the skin, canal, and gills play
important roles in electroreceptor function [Murray, 1974; Kalmijn,
1974]. The great sensitivity of marine fish is in part attributed to
their long canals, up to 20 cm long, such that hair cells of the
epithelium measure large potential differences between the distant ends
of the canals, when the animal is in a voltage gradient. Inversely, the
short length of the canals in paddlefish and other freshwater fish
reduces their electrosensitivity. Freshwater fish are considered to have
high-impedance skin, to limit loss of salt. The body interior is thought
to be isopotential, and connected electrically to the environmental
water at the gills, which then serve as a ``reference'' electrode for
electroreceptors [Kalmijn, 1974]. The same may apply to
paddlefish. Canals also confer directional sensitivity: responses are
largest when the electric field vector of a stimulus is parallel to the
length of the canal [Murray, 1974]. Although the canals in paddlefish
are short, we have data showing that they do confer significant
directional sensitivity.
The frequency response of electroreceptors is measured by
recording afferent spike trains while applying sinewave
stimuli. Paddlefish electroreceptors respond maximally in the 0.5-20 Hz
range, with reduced responsiveness over the 0.01-120 Hz range. However,
in behavioral experiments, paddlefish show an even more restricted range
of preferred frequencies, 5-10 Hz. Ampullary receptors are insensitive
to DC voltage gradients. That is, an external voltage step will evoke a
transient response from a receptor at the step, but within a few
seconds the discharge rate of the primary afferent will return to the
pre-step value, adapting completely. The restricted bandwidth of
ampullary electroreceptors serves to reduce their noise level,
increasing the signal-to-noise ratio for weak signals at frequencies
within their bandwidth. However the cellular basis for the restricted
bandwidth of all known ampullary electroreceptors is unexplained. It
cannot be explained as low-pass RC filtering in the canal since the ``end
bud'' electroreceptors in lampreys have no canal at all, yet respond best
at 1 Hz [Zakon, 1986].
Two approaches have been used to estimate the sensitivity of
ampullary electroreceptors, i.e., the minimal voltage gradient eliciting
a response: behavior of whole animals, or analysis of spike trains from
individual electroreceptors. In general, behavioral experiments have
demonstrated ~ 10-fold greater sensitivity. In a shark, behavioral
sensitivity to a 10 nV·cm-1 external voltage gradient was assayed from
changes in heartbeat rate [Kalmijn, 1974]. Behavioral tests on
freshwater catfish have estimated the limit of sensitivity as ~ 1
Early efforts to measure sensitivity from afferent spike trains
adopted the criterion of a 10% change in firing rate [Murray, 1974]. An
interesting approach was used by Teeter, Szamier & Bennett [1980], who
put the rostrum of a sturgeon in air (for electrical insulation,
creating an open circuit condition), then delivered stimuli to
individual electroreceptor pores via a micropipet. A 10% change in the
firing rate of primary afferents could be evoked by transepithelial
stimuli of a few hundred microvolts, for this freshwater
fish. Equivalent tests on ampullae of Lorenzini from marine fish have
shown changes in primary afferent firing rate in response to
transepithelial stimuli of 2-5
Cellular mechanisms of electroreceptors. The following is based
on data from marine fish as well as sturgeon and catfish. The voltage
sensors are thought to be voltage-gated calcium channels [Bennett &
Obara, 1986; Lu & Fishman, 1995a, b], probably ``L'' type calcium channels
[Fox et al., 1986] since electrosensitivity is reduced by
dihydropyridine compounds, e.g. nitrendipine [Lu & Fishman, 1995a,
b]. Such voltage-gated calcium channels endow the hair cells with
negative resistance characteristics, tending to generate regenerative
(positive feedback) shifts of membrane potential. Indeed,
threshold-dependent action potentials can be recorded from the canals of
ampullary receptors under open-circuit experimental conditions, i.e.,
when the two ends of a canal are electrically isolated [Bennett & Obara,
1986]. However, potassium and chloride channels in the hair cells [Lu &
Fishman, 1995b], as well as electrical loading, probably damp their
regenerativeness normally [Bennett & Obara, 1986]. Other hair cells are
known to undergo damped membrane potential oscillations. An intrigueing
suggestion by Murray [1974] is that external stimuli may serve to
synchronize the regenerative potentials in different hair cells of an
epithelium.
The voltage-sensing calcium channels are located in the apical
membrane of hair cells excited by
cathodal stimuli (e.g. in skates and probably also paddlefish), as shown
by analysis of current flow [Bennett & Obara, 1986] or experimentally by
local drug application [Lu & Fishman, 1995a]. The voltage-sensing
channels are located in the basal membrane in anodally excited hair
cells (e.g. in catfish) [Bennett & Obara, 1986].
A seeming problem is that all known voltage-gated channels
change their open/closed state over ranges of transmembrane potential of
tens of millivolts, some 2-4 orders of magnitude larger than the
microvolt-scale voltages known to excite electroreceptors. One
explanation is that the hair cell membrane potential may be biased to a
level at which the voltage-sensitive calcium channels are at a
metastable point on their negative resistance current-voltage relation
[Murray, 1974; Bennett & Obara, 1986; Lu & Fishman, 1995b]. This would
serve to amplify small perturbations of the membrane potential. The hair
cells are reported to possess ion channels and pumps in their basal
membrane for such biasing of the membrane potential [Lu & Fishman,
1995b]. A relevant characteristic of L-type calcium channels, necessary
for the preceeding scheme, is that L-type channels inactivate slowly or
not at all when held at a membrane potential slightly negative to their
threshold for opening [Fox et al., 1986]. These cellular mechanisms have
the net action of amplifying microvolt-scale stimuli into
millivolt-scale changes in hair cell membrane potential, which evoke the
release of neurotransmitter.
The excitatory chemical synapses from hair cells to primary
afferents have the specialized morphology of ``ribbon synapses'', which in
paddlefish protrude from the hair cells into trough-like depressions in
the primary afferent membrane [Jø rgensen et al., 1972]. Ribbon synapses
are typically found where neurotransmitter is released continuously, and
slow changes in the membrane potential of the presynaptic cell modulate
the ongoing transmitter release, sometimes called ``nonspiking synaptic
transmission''. Several groups have carried out pharmacological
experiments to identify the neurotransmitter released from ampullary
hair cells, and to characterize the postsynaptic receptor proteins which
bind the neurotransmitter, using ampullae isolated from an animal and
kept alive in a saline bath [Bennett & Obara, 1986; Okano, 1988; Akoev
et al., 1991; Andrianov et al., 1994, 1997]. Glutamate is the leading
candidate as the transmitter. There may be two types of transmitter
receptor proteins on the primary afferent membrane, since a brief
excitatory stimulus evokes a biphasic (fast + slow) change in membrane
potential in a primary afferent. These two phases may respectively be
mediated by AMPA- and NMDA-type glutamate receptors.
An intrigueing aspect of ampullae of Lorenzini is that the hair
cells undergo oscillatory changes in membrane potential at ~ 35 Hz
[Clusin & Bennett, 1979; Lu & Fishman, 1995a]. The oscillations are
discernible in the total current across an ampullary epithelium,
implying that the individual hair cells of the epithelium are coupled to
produce partly synchronized oscillations. Pharmacological agents that
abolish the oscillations also abolish synaptic transmission from the
hair cells to the primary afferents. This oscillation in the hair cell
may function as an internal source of noise, mediating stochastic
resonance for weak stimuli [Wiesenfeld & Moss, 1995], as suggested using
different terminology by Lu & Fishman [1995a]. Attempts to
cross-correlate the hair cell oscillation with the periodic firing of
primary afferents were inconclusive. Hence there may be two distinct
pacemakers in ampullary electroreceptors, a spiking pacemaker in the
endings of the primary afferents [Braun et al., 1974], and a nonspiking
oscillator in the hair cells.
In certain other sensory systems that have hair cells, e.g. for
balance or lateral line mechanosense, the brain sends out impulses along
special axons which synapse onto and regulate the sensitivity of the
peripheral receptors. Such ``efferent control'' has never been observed
for any type of electroreceptor in any species [Bullock, 1986],
including paddlefish [Jø rgensen et al., 1972].
Electroreceptors are usually assumed to detect voltage gradients
in the water, but some investigators espouse the possibility that they
may instead sense current or charge, like a particle detector. A line of
evidence that is difficult to reconcile with voltage detection is the
insensitivity of ampullary electroreceptors to the conductivity of the
water. For example, Gurgens [1998] found no statistically significant
effect of water conductivity, over the range of 160 to 1160
Among other nonlinear effects, the phenomenon of synchronization is
probably the most often observed in a great variety of
systems. From a general point of view
synchronization represents the relation between two objects that
are oscillating in time. The oscillators are said to be synchronized, or
in ``synchrony'', when there exists a fixed phase relation between
them. Huygens was the first to study synchrony in the 17 th
century when
he noticed that two pendulum clocks hung on the same wall were
oscillating with a fixed phase [Huygens, 1673]. This means that their
two pendulums cross fixed points in their swings, for example
the midpoints, at exactly the same time and that this relationship
persists over a long time. The alternative condition is that the
oscillators are not synchronized, meaning that there is no fixed
relationship between their phases. Thus the phase of one
increases without limit, or diffuses, indefinitely with time.
As Huygens already noted long ago, there
must be some coupling (however weak) between the oscillators in order
for them to become synchronized. In the case of his clocks, the coupling
was realized by the transmission of weak vibrations through the wall
from one clock to the other due to the ``ticks'' produced by their
mechanical mechanisms.
Our experimental system is the paddlefish
(Fig. 1), Polyodon
spathula, named for its long flattened spatula-like appendage extending
in front of the head, the "rostrum'' (Fig. 2). The
function of the
rostrum has been debated since the species was described in the late
1700's. Our present understanding began with the work of anatomists
[Jø rgensen et al., 1972] who showed that the rostrum is covered with
tens of thousands of sensory receptors, morphologically similar to the
ampullae of Lorenzini of sharks and rays, well-known to be passive
electroreceptors [Murray, 1974; Bullock, 1982]. Clusters of
electroreceptors also cover the head and the gill covers. However,
behavioral and neurophysiological evidence remained limited concerning
the function of these receptors [Kalmijn, 1974; New & Bodznick, 1985]
until our own work since 1993 finally established conclusively that
these are indeed passive ampullary-type electroreceptors responding to
the microvolt-scale electrical signals emitted by planktonic prey such
as Daphnia, and that the electroreceptors are used by paddlefish to
locate plankton during feeding behavior [Wilkens et al., 1997].
The
location of the rostrum, out in front of the mouth, allows it to
function as an ``early warning system'' for approaching prey, as the fish
swims forward continuously. The electroreceptors may also mediate
obstacle avoidance [Gurgens, 1998]. Hence the rostrum functions as an
antenna, carrying arrays of electrosensors.
Small juvenile paddlefish ( < 20 cm) feed in a different manner,
capturing individual plankton one-by-one (``particulate feeding''). This
requires the juvenile fish to detect and locate an individual Daphnia as
it approaches, then turn and move to intercept and capture the selected
prey. We study this feeding behavior in the laboratory in a
recirculating stream (``swim mill'') [Vogel & LaBarbera, 1978; Burggren &
Bemis, 1992; Wilkens et al., 1997], in which a propeller drives water
around a closed circuit at the same velocity as a fish is swimming
forward in a viewing chamber, such that the fish remains stationary with
respect to two co-aligned video cameras viewing the fish from the side
and below (via a mirror). Our experiments have shown that electrosense
suffices, and other sensory modalities are not needed, for prey
capture. We routinely use near-infrared illumination (
max = 880 nm)
from arrays of light-emitting diodes, which is invisible to certain
sturgeon and presumably also paddlefish, to exclude vision as a basis
for prey capture. The water flow is laminar, and the plankton are swept
along more-or-less straight paths, parallel to the long axis of the
fish's rostrum. Hence the relative distance and direction from the
rostrum axis to prey can be measured. Approximately 95% of captured
plankton are < 40 mm from the rostrum's long axis, as they
approach. However some are farther away, up to 93 mm.
, defined as
electroreceptors, have been identified in elasmobranch marine fish (the
ampullae of Lorenzini of sharks, rays, skates, and ratfish), in several
``primitive'' freshwater fish (sturgeons, paddlefish, lampreys, lungfish,
bichirs), and in several ``advanced'' teleost freshwater fish inhabiting
murky waters (catfish, gymnotids, knifefish), as well as in certain
amphibians [Bullock et al., 1983]. Electroreceptors are thought to have
been ``reinvented'' by fish at least three times. Nevertheless,
electrosense is relatively uncommon among the 22,000+ known species of
fish, most of which instead use vision, chemoreception, and lateral-line
mechanosense as their primary sensory modalities for the outside world.
The ampullary electroreceptors in paddlefish form a passive
sensory system, meaning that paddlefish only receive signals from
external sources. An external opening (pore) in the skin, 80-210
(A) Cross-section photo of one side of the rostrum, showing the
pores (p) and canals of eight ampullary electroreceptors. more...
diameter, leads into a short canal ~ 200
long (Fig. 4A,
B). The pores
are organized into clusters of 5-8 on the rostrum
(Fig. 2B), but there
are much larger clusters on the head, gill covers, and near the
mouth. The internal end of each canal is covered with a sensory
epithelium (Fig. 4B, C). An epithelium is a layer of
cells, one cell
thick, typically lining a hollow organ. The cells of an epithelium are
typically ``polarized'', meaning that the inner face towards the hollow
space (the ``apical'' face) has different membrane ion channels and
transporters than the outside (``basal'') face. The sensory epithelium in
paddlefish electroreceptors is sometimes flat, but usually resembles a
dome. The epithelium contains two types of cells. It is the ``hair
cells'' which are considered electrosensensitive (h,
Fig. 4C), named for
their kinocilium projecting into the lumen of the ampulla. They are oval
or pear-shaped, and in Fig. 4C are ~ 9
high and ~ 7
in largest
diameter. Hair cells are not neurons: they have a different embryonic
origin than the nervous system. Such ciliated receptor cells are common
in a variety of sensory systems, e.g. for hearing, taste, or balance,
and have been studied extensively. No counts have been made of the
number of receptor cells per epithelium in paddlefish, but it is
400,
assuming a half-spherical epithelium of ~ 100
diameter,
and a ~ 7
hair
cell diameter. The hair cells are interspersed among T-shaped ``support
cells'', which secrete a gel-like substance into the lumen of the
ampulla, and may have other functions. The support and hair cells form
``tight'' intercellular junctions, or high-resistance seals, which block
extracellular paths from the canal (the ``apical'' or ``mucosal'' face of
the epithelium) to the interior of the body (the ``basal'' or ``serosal''
face). Similar tight junctions exist between neighboring cells in the
walls of the canal. Hence a voltage applied at the pore will, with
little attenuation, be imposed across the sensory epithelium, i.e.,
between the apical and basal faces of the hair cells.
Vcm-1
[Peters & van Wijland, 1974; Bullock, 1982], i.e., 100-fold less
sensitive than marine fish.
V [Bromm et al., 1976; Lu & Fishman,
1995a]. Hence the greater electrosensitivity of marine fish is due in
part to a greater intrinsic sensitivity of their epithelia, as well as
to the longer canals, compared to freshwater fish. In recent
measurements of the sensitivity of the ampullae of Lorenzini of a marine
ray, Tricas & New [1998] applied uniform sinusoidal external fields
(i.e., the canal length boosted the apparent sensitivity), and found
responses to fields of 20-40 nV·cm-1, comparable to results from
behavioral experiments. They also showed that the gain (change in firing
rate per unit of stimulus amplitude) is higher for weak stimuli, and
pointed out that it is easy to overstimulate electroreceptors. We would
conjecture that if a change in firing rate can be seen with the
unassisted eye in raw spike trains, then the stimulus is probably too
strong, and that the encoding of very weak stimuli into time series
(spike trains) may have novel features. For example, power spectra of
spike trains can readily reveal responses to sinusoidal stimuli not
detectable by inspection. Even at the weak stimulus levels used in
behavioral tests, the stimulus information must be encoded in the spike
trains from individual receptors. An alternate possibility is that a
subset of electroreceptors might be more sensitive than the
others. Another possibility is that the apparently higher sensitivity in
behavioral assays may be due to the brain receiving many parallel
channels of incoming partly coherent spike trains, referred to as
``spatial summation'' [Bromm et al., 1976].
S·cm-1 , on
the distance at which paddlefish detected and avoided metal
obstacles. The expected result was that fish would approach closer to
metal obstacles in high-salt water, due to shunting of voltage
gradients, but the experimental results turned out
differently. Paddlefish in nature do encounter a wide range of water
conductivity, from the low-salt northern rivers of Montana, to brackish
Lake Pontchartrain near the Gulf of Mexico. Finally, ampullary
electroreceptors are quite sensitive to temperature, pH, and touch, and
some investigators consider them multimodal receptors [Murray, 1974;
Braun et al., 1994].
Synchronization of periodic oscillators by external periodic fields is
understood as adjustment of the oscillator rhythm to that of a periodic
signal, or the appearance of phase locking. If
(t) is the phase of
the oscillator and
(t) is the phase of the driving force, then the phase
locking condition is:

(t) are defined on a whole
real line. In the regime of synchronization, the phase difference
therefore remains constant forever. In the simplest case of 1:1
synchronization, the response of the oscillator is represented by one
complete cycle for each period of driving force. In the more general case of
m:n synchronization, during m complete cycles of the
driving signal will occur n complete cycles of the oscillator.
For periodic oscillators the synchronization condition of Eq.(1)
is equivalent to the notion of frequency locking
n
, where
is the natural frequency of the
oscillator and
0 is the driving frequency. The synchronization
conditions are fulfilled in synchronization regions, called Arnold
tongues, in the parameter space of the system. Outside the
synchronization regions the motion of the system is quasiperiodic and
represented by
ergodic two-dimensional tori in the phase space. Synchronization
corresponds to the existence of a correspondent stable limit cycle
lying on the torus.
The concept of synchronization for stochastic systems is not trivial.
As is well known [Stratonovich, 1967], the influence of noise on a
self-sustained
oscillator results in the diffusion of its phase. That is why the
properly defined phase
difference
also diffuses, so that the condition of Eq.(1) is
never fulfilled in the presence of Gaussian noise. The phase locking may
occur only for random periods of time, and be interrupted by so-called
phase slips. Thus, synchronization in the
presence of noise will appear to be ``blurred''. That is why the conditions
of synchronization should be defined in a statistical manner.
Let us consider a simple example of 1:1 synchronization of a noisy Van der Pol
type oscillator [Stratonovich, 1967]. The stochastic differential
equation for the phase difference has the generic form of an Adler equation:
is the frequency mismatch between the
eigenfrequency of
the oscillator
(e.g., in the absence of periodic driving and
noise) and the driving frequency,
is
the nonlinearity parameter and
(t) is white Gaussian noise with
intensity D. In the absence of noise, D = 0, the synchronization
condition is
. With noise taken into account,
Eq.(2) describes the motion of an overdamped Brownian particle in
a tilted potential
[Stratonovich, 1967].
If the synchronization conditions are fulfilled,
then for weak noise the Brownian particle fluctuates inside a well of
potential U(
) and rarely jumps from one potential well to
another. The episodes of residence inside the potential wells
correspond to phase locking epochs, while the transitions between
potential wells correspond to phase slippage. This situation is
illustrated in Fig. 5, where time series of the phase
difference
(t) are shown for different levels of noise.
|
|
Figure 5: Time series of the phase difference generated by
Eq.(2) with
= 0.2, = -0.1, for the indicated values
of noise intensity D. |
The Fokker-Planck equation for the probability density of the phase
p(
,t) corresponding to the stochastic differential
equation (2) is:
The phase difference
(t) is an unbounded variable, and the
correspondent stochastic process defined by Eq.(2) or
Eq.(3) is nonstationary.
It is convenient therefore to introduce a phase
defined on the circle [-
,
] (or [0,2
]).
Since coefficients of the Fokker-Planck
equation are periodic with respect to
, we can introduce the
probability distribution P(
,t) of the circle phase, which is bounded in
[-
,
]:
,t) has the same structure as
Eq.(3), but now we can find the stationary probability density
Pst(
), taking into account the periodic boundary conditions
P(-
,t) = P(
,t) and the normalization condition
[Stratonovich, 1967].
In a particular case
= 0,
e.g. when the natural frequency of the oscillator matches exactly the
driving frequency, the stationary probability density of the cycle
phase difference takes a simple analytical form:
/D cos
)
1 and I0(
/D)
1, and thus the
stationary probability density tends to the uniform distribution, Pst(
) = 1/(2
). This situation corresponds indeed to the absence of
synchronization.
Otherwise, for very weak noise,
cos
1-
2/2, I0(
/D)
exp(
/D)/
, and the stationary probability density has a Gaussian shape:
Pst(
) = exp(-
2/D)/
centered at
0 = 0. The well-defined Gaussian peak in the stationary
probability density of the phase difference indicates stochastic phase locking.
In the limit D
0, the probability density becomes a
-function: limD
0Pst(
) =
(
).
Let us now go back to Fig. 5, where the noise-induced
diffusion of the unbounded phase difference is shown. Let in an initial
state the
distribution of the phase difference be concentrated at some initial
value
0, p(
,t = 0) =
(
-
0), so that
<
2(t = 0)> = 0. In other words, in the initial state we have an
ensemble of oscillators with exactly the same phase.
Due to noise, the phase difference will diffuse
according to the law <
2(t)>
Deff ·t,
where Deff is the effective diffusion constant which measures the
rate of diffusion:
) [Stratonovich, 1967]:
-jumps of the
phase difference per unit of time, and grows exponentially with the
increase of noise intensity.
The definition of synchronization of stochastic systems can be carried out
by imposing some restrictions on statistical measures of the
corresponding process.
In particular, for our purposes, an effective synchronization can
be defined based on:
(i) The stationary probability density of the cycle phase difference. In
this case a peak in Pst(
) should be well-expressed in comparison
to the uniform distribution [Tass et al, 1998].
(iii) The effective diffusion constant. This measure should be small enough
that the phase locking segments are much longer than the period of
external force. In other words, this restriction requires that the phase
of the oscillator is locked during a considerable number of periods of the
external signal, and can be expressed as:
The general case of n:m synchronization can be studied using the circle map, which represents a Poincaré return map for a periodically driven self-sustained oscillator:
is the unperturbed winding number (at K = 0).
The relative phase
is now defined in discrete time j which can
be understood, for example, as the number of periods of driving force.
Studies
of the circle map go back to Poincaré [Poincaré, 1954]. With K
1
the map is invertible. Its phase locking bifurcations have been studied by
Arnold [1978]. The application of this system to model
synchronization of neurons has been discussed by Glass & Mackey [1988].
In this work, we do not explore the chaotic region, but instead focus on
the regions of phase locking and quasiperiodicity. Synchronization of
n:m order refers to the existence of a fixed point in the map
Eq.(9) of the appropriate period.
Gaussian noise can be introduced additively to the r.h.s. of the circle map, giving the following stochastic difference equation:
|
|
Figure 6: Iteration sequences generated by the stochastic map of
Eq.(10) at the 1:5 phase locking mode (
= 0.20488,
K = 0.3) for different values of noise variance (from top
to bottom): = 0, = 10-3, = 10-2. |
|
|
Figure 7: Stationary probability densities corresponding to the
sequences of Fig. 6.
|
is the noise variance.
The noise influence on the circle map has been studied in a number of
papers (see, for example, Hamm & Graham, 1992). In particular in
Neiman, Feudel & Kurths [1995], the
effect of shrinking of Arnold tongues due to noise has been studied in
detail. Here we discuss two regimes of stochastic circle maps: 1:5
phase locking, and a quasiperiodic regime. In Fig. 6; we show
the iterations of Eq.(10) for different values of noise
variance at a 1:5 mode locking regime. In the absence of noise, the
fixed point of period 5 is stable. With a non-zero noise variance the
picture is very similar to that of Fig. 5. However, there
are five strips which indeed correspond to the existence of the fixed point.
The iterations of the stochastic map shows horizontal segments, indicating
phase locking, which are interrupted by phase slips. Large-amplitude
noise abolishes the
synchronization completely. The situation described above can also
be displayed using the stationary probability density
P(
). The probability densities corresponding to the iterated time
series of Fig. 6 are shown in Fig. 7. In the
absence of noise, the probability density is represented by five
-functions which refer to the stable fixed point. With
increased noise variance the peaks in the probability density become
broadened, and for a sufficiently high noise intensity the probability density
becomes nearly uniform. It is important to note that even in the
presence of noise the peaks in the probability density are still well-defined,
which indicates stochastic phase locking.
Electrophysiological experiments has been performed with paddlefish 35-40 cm in length. A detailed description of the experimental setup can be found in Wilkens et al.[1997]. The primary afferents (see Fig. 4) receive input directly from the receptor cells, leading to the production of action potentials (spikes). Recordings from nerve fibers in vivo have shown that in the absence of any stimulation, the afferent neurons generate action potentials at fairly regular intervals. However, the average firing rates are different for different neurons, over a rather wide range of 20-85 spikes/sec [Pei et al., 1998].
Fig. 8 as the interspike interval histograms for four different neurons. The histograms show a peak centered at a fundamental frequency f. The finite width of this peak indicates that periodic firings are contaminated by noise. Different cells possesses different natural frequencies and are characterized by different degree of stochasticity, which can be estimated through the width of the interspike interval histogram. Detailed experimental study have shown no dependency between the natural frequency of electrosensitive cells and the width of the corresponding interspike interval histograms.
From the last figure we realize a remarkable behavior of electroreceptors, which is closely akin to that of noisy self-sustained periodic oscillators [Stratonovich, 1967]. In the case of a self-sustained oscillator an analog of the interspike histogram can be obtained by counting intervals between crossing of a Poincaré secant plane in the phase space of the oscillator. Therefore, it is natural to expect that electroreceptor cells can be synchronized by a weak external periodic field.
|
|
Figure 9: Examples of recordings of spike train from an electroreceptor cell stimulated by a dipole electric field at the three different frequences listed.
|
To check this hypothesis, we stimulated a cell by a weak electric or
magnetic field generated by a dipole consisting of a small coil located
near the
rostrum of the fish. The electric field strengths were comparable in
magnitude to those generated by the zooplankton (a few tens of
V/cm). We recorded the spike train generated by a primary afferent
and the periodic electric signal from the dipole simultaneously.
Three examples of these recording from the same cell are shown in
Fig. 9 for different values of stimulus frequency.
The instantaneous phase of the spike train can be calculated from the times tk when the electroreceptor neuron fires [Pikovsky et al, 1996]:
(t) = 2
f0. Since
recordings of neuron activity are represented by stochastic point
processes, it is natural to present the phase difference as a Poincaré
``stroboscopic'' map [Schäfer et al., 1999]: we calculate the phase of
the stimulus at the moments when the neuron fires (e.g. when the
phase of the spike train
(t) changes by 2
) and then define
the result on a circle [0:1]:
|
|
Figure 10: The cyclic phase difference of spike trains calculated using Eq.(12), for the indicated values of dipole electric field frequency.
|
|
|
Figure 11: The probability density of the cyclic phase difference obtained from the same data as in Fig.10.
|
The statistical evidence of synchronization behavior is presented in Fig. 11 as the probability density of the cyclic phase difference. In the case of strong 1:5 mode synchronization, the probability density consists of well expressed peaks corresponding to the phase-locking patterns in Fig. 10.
An alternative approach is based on the phase difference defined on a whole real line:
(t) is
the phase of the spike train defined by Eq.(11), and
is the
rotation number. For the case f = 5 Hz,
= 1/17, whereas
= 1/5 for f = 17 Hz. The results of calculation of the continuous phase
difference are presented in Fig. 12 and are in full
agreement with theoretical finding on stochastic synchronization:
horizontal segments of phase locking are interrupted by phase slips due
to noise in the system. Calculations of
the effective diffusion coefficient from Eq.(6) gives
0.076 rad2/s
for the 5 Hz stimulus and
0.256 rad2/s for the 17 Hz stimulus. These
numbers are in agreement with estimates of Deff from the mean
duration of the phase-locking segments.
Qualitatively the same results (although for different mode
locking regimes) were obtained for other electroreceptor cells. We also
made several recordings with a large-amplitude electric field
(hundreds of
V/cm). Although such strong stimuli are not natural
for paddlefish, it is interesting from the point
of view of nonlinear dynamics to study the
responses of primary afferents in order to learn more about underlying
nonlinear processes in the system. As can be expected, large stimuli
drove the system to highly non-linear regimes of oscillation,
including chaotic.
|
|
Figure 12: Instantaneous phase difference, from Eq.(13), for a stimulus frequency of 17 Hz.
|
We have shown that stochastic synchronization can be used to study the encoding of weak electric and magnetic fields in the paddlefish electroreceptor system. We find that for signals whose strengths are in the range that the animal customarily encounters in the wild, synchronization coding offers a plausible alternative to the more usual rate coding. Significant synchronization was achieved by the noisy electroreceptors only at the lower range of frequencies studied. These correspond to the range of frequency sensitivity previously determined for the paddlefish receptor system, and the signature frequencies of the electric fields from its usual planktonic prey [Wilkens, et al, 1997]. The high frequency tested was well beyond this range and showed no statistically significant synchronization, serving as a control. As mentioned, the small paddlefish use electrosensitivity to feed on individual zooplankton, which generate nearly periodic low-frequency (5 to 12 Hz) electric fields. Since the feeding occurs during movements of both the fish and the zooplankton, a synchronization code could be a possible mechanism that the animal uses to track the target prey.
Acknowledgments The authors would like to acknowledge useful discussions with M. Rosenblum and J. Kurths. This work has been supported by the U.S. Office of Naval Research, Physical Science Division. A.N. is a recipient of the Fetzer Institute post-doctoral fellowship. X.P. is supported by the D.O.E.
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